-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LHH2tQQvexgFVwEU4NxNwZbOX78MGQLmVKOsGNRF0mzv/rj/ABDCrIrPj1x6r0li PPpeuBwSBhhqmgtC9Ei2HQ== 0001036288-98-000011.txt : 19980406 0001036288-98-000011.hdr.sgml : 19980406 ACCESSION NUMBER: 0001036288-98-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980403 SROS: NASD GROUP MEMBERS: C. G. GREFENSTETTE GROUP MEMBERS: ELSIE HILLIARD HILLMAN GROUP MEMBERS: HENRY L. HILLMAN GROUP MEMBERS: HENRY L. HILLMAN TRUST DATED 11/18/85 GROUP MEMBERS: HILLMAN CO GROUP MEMBERS: THE HILLMAN COMPANY GROUP MEMBERS: WILMINGTON INVESTMENTS, INC. GROUP MEMBERS: WILMINGTON SECURITIES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770153076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42893 FILM NUMBER: 98587601 BUSINESS ADDRESS: STREET 1: 460 WARD DR STREET 2: STE F CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 8056837646 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HILLMAN CO CENTRAL INDEX KEY: 0001036288 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 310 GRANT ST STREET 2: 1900 GRANT BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15219 MAIL ADDRESS: STREET 1: 310 GRANT ST STREET 2: 1900 GRANT BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15219 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SUPERCONDUCTOR TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 867931107 (CUSIP Number) March 26, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. [ ] Rule 13d-1(b) [ ] Rule 13d-(c) [ X ] Rule 13d-1(c) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of this section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person C. G. GREFENSTETTE I.D. ####-##-#### 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization U.S. Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person IN CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person HENRY L. HILLMAN I.D. ####-##-#### 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization U.S. Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person IN CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person ELSIE HILLIARD HILLMAN I.D. ####-##-#### 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization U.S. Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person IN CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN AND C. G. GREFENSTETTE, TRUSTEES OF THE HENRY L. HILLMAN TRUST U/A DATED NOVEMBER 18, 1985 I.D.# 18-2145466 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization Pennsylvania Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person OO CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person THE HILLMAN COMPANY I.D.# 25-1011286 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization Pennsylvania Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person CO CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person WILMINGTON INVESTMENTS, INC. I.D.# 51-0034468 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization Delaware Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person CO CUSIP NO. 867931107 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above Person WILMINGTON SECURITIES, INC. I.D.# 51-0114700 2 Check the Appropriate Box if Member of a Group (a) [ X ] (b) [ ] 3 SEC Use Only 4 Citizenship of Place of Organization Delaware Number of 5 Sole Voting Power Shares Beneficially Owned by 6 Shares Voting Power Each 1,338,095 (See Item(4)(a)) Reporting Person 7 Sole Dispositive Power With 8 Shared Dispositive Power 1,338,095 (See Item (4)(a)) 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,338,095 10 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 11 Percent of Class Represented by Amount in Row (11) 15.19% 12 Type of Reporting Person CO Item 1(a) Name of Issuer Superconductor Technologies, Inc. Item 1(b) Address of Issuer's Principal Executive Office: 460 Ward Drive, Suite F Santa Barbara, California 93111-2310 Item 2(a) Name of Person Filing: (i) Wilmington Securities, Inc., a wholly-owned subsidiary of Wilmington Investments, Inc. (ii) Wilmington Investments, Inc., a wholly-owned subsidiary of The Hillman Company. (iii) The Hillman Company, a corporation controlled by the HLH Trust. (iv) Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette, Trustees of the Henry L. Hillman Trust U/A/ dated November 18, 1985 (the "HLH Trust"). (v) Elsie Hilliard Hillman (vi) Henry L. Hillman (vii) C. G. Grefenstette Item 2(b) Address of the Principal Business Office: Wilmington Securities, Inc. and Wilmington Investments, Inc. 824 Market Street, Suite 900 Wilmington, Delaware 19801 The Hillman Company, Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette, Trustees of the Henry L. Hillman Trust U/A dated November 18, 1985 1900 Grant Building Pittsburgh, Pennsylvania 15219 Elsie Hilliard Hillman, Henry L. Hillman and C. G. Grefenstette 2000 Grant Building Pittsburgh, Pennsylvania 15219 Item 2(c) Citizenship: Wilmington Securities, Inc. and Wilmington Investments, Inc. are Delaware corporations. The Hillman Company is a Pennsylvania corporation. Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette, Trustees of the Henry L. Hillman Trust U/A dated November 18, 1985 is a Pennsylvania trust. Elsie Hilliard Hillman, Henry L. Hillman and C. G. Grefenstette are U.S. citizens. Item 2(d) Title of Class of Securities: Common Stock, $.001 Par Value Item 2(e) CUSIP Number 867931107 Item 3 Not Applicable Item 4 Ownership: (a) Amount Beneficially Owned: 238,095 shares of Common Stock are owned of record and beneficially by Wilmington Securities, Inc. Wilmington Securities, Inc. also owns 500,000 shares of Series A Preferred Stock which are convertible into 1,000,000 shares of Common Stock. Wilmington Securities, Inc. owns a Warrant for 100,000 shares of Common Stock. Wilmington Securities, Inc. is a wholly-owned subsidiary of Wilmington Investments, Inc. Wilmington Investments, Inc. is a wholly-owned subsidiary of The Hillman Company, which is controlled by the HLH Trust. (b) Percent of Class 15.19% (c) Number of Shares as to which such person has: (i) sole power to vote or direct the vote (ii) shared power to vote or to direct the vote 1,338,095 (See Item (4)(a)) (iii) sole power to dispose or to direct the disposition of (iv) shared power to dispose or to direct the disposition of 1,338,095 (See Item (4)(a)) Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WILMINGTON SECURITIES, INC. /s/ Andrew H. McQuarrie By: _______________________________ Andrew H. McQuarrie, Vice President WILMINGTON INVESTMENTS, INC. /s/ Andrew H. McQuarrie By: _______________________________ Andrew H. McQuarrie, Vice President THE HILLMAN COMPANY /s/ Lawrence M. Wagner By: _______________________________ Lawrence M. Wagner, President HENRY L. HILLMAN, ELSIE HILLIARD. HILLMAN AND C. G. GREFENSTETTE, TRUSTEES OF THE HENRY L. HILLMAN TRUST U/A DATED NOVEMBER 18, 1985 /s/ C. G. Grefenstette ___________________________________ C. G. Grefenstette, Trustee /s/ Elsie Hilliard Hillman ___________________________________ Elsie Hilliard Hillman /s/ Henry L. Hillman ___________________________________ Henry L. Hillman /s/ C. G. Grefenstette ___________________________________ C. G. Grefenstette April 3, 1998 Date -----END PRIVACY-ENHANCED MESSAGE-----